Financial Adviser

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Financial Adviser Resume Sample

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Complete Address
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Dedicated, client-oriented and accomplished financial professional, offering eight years record of success in mortgage and investment industries. Maintain focus on creating, developing and executing resolutions in fast-paced and highly demanding client assistance situations. Received various top accomplishment recognitions for outstanding performance shown.  Possess excellent verbal and written communication skills, with proficiency in all Microsoft Office applications. Currently studying to obtain Series 66 license.


Series 7 License | Loan Validator License | Underwriting License


  • Customer Relations
  • Mortgages and Loan Process
  • Needs Analysis
  • Negotiation  and Closing Skills
  • Financial Planning and Analysis
  • Problem Identification and Resolution


Company Abc, Columbus, OH
Mutual Fund Account Processor | Sep 2018-Present

  • Successfully adhered to internal rules and Mutual Fund Company guidelines to check and compare mutual fund trades for compliance and quality control
  • Guaranteed precise delivery and receipt of client funds by validating money movements and flow
  • Customized and applied systematic purchase and withdrawal plans in clients’ accounts


    • Attained outstanding and impressive accuracy rate, while maintaining and handling above average workload

Jklm Bank, Columbus, OH
Loan Administrator III /Validator (Home Loan Analyst) | Mar 2015-Sep 2018

  • Checked, estimated and forecasted conventional mortgage refinances and purchases
  • Held accountable for daily pipeline of more than 85 conventional refinances, purchases and lines of credit
  • Identified loan products that will best suit clients’ needs and lender approval terms
  • Discussed various aspects of loans with appraisers, title agents and internal partners that include underwriters, loan closing department and others


    • Received Top Performer Honors for ranking at top 10% in 9 out of 12 months
    • Achieved high customer satisfaction rate  and quality scores
    • Consistently met or exceeded monthly goals
    • Mediated between vice president and Columbus employees, and designated as an employee ambassador

Senior Loan Closer | Oct 2010-Mar 2015

  • Held responsible for home equity loans and lines of credits; arranged documents and refinances purchases on the closing part of the contract
  • Coordinated closing appointment to client and title agencies


    • Consistently earned Top Performer Award


Bachelor of Arts in History, XYZ University, Columbus OH (2010)